Bill Sponsor
House Bill 4335
116th Congress(2019-2020)
8-K Trading Gap Act of 2019
Active
Active
Passed House on Jan 13, 2020
Overview
Text
Introduced
Sep 16, 2019
Latest Action
Jan 14, 2020
Origin Chamber
House
Type
Bill
Bill
The primary form of legislative measure used to propose law. Depending on the chamber of origin, bills begin with a designation of either H.R. or S. Joint resolution is another form of legislative measure used to propose law.
Bill Number
4335
Congress
116
Policy Area
Finance and Financial Sector
Finance and Financial Sector
Primary focus of measure is U.S. banking and financial institutions regulation; consumer credit; bankruptcy and debt collection; financial services and investments; insurance; securities; real estate transactions; currency. Measures concerning financial crimes may fall under Crime and Law Enforcement. Measures concerning business and corporate finance may fall under Commerce policy area. Measures concerning international banking may fall under Foreign Trade and International Finance policy area.
Sponsorship by Party
Democrat
New York
Democrat
California
House Votes (1)
Senate Votes (0)
checkPassed on January 14, 2020
Question
On Motion to Suspend the Rules and Pass, as Amended
Status
Passed
Type
Roll Call Vote
Roll Call Vote
A vote that records the individual position of each Member who voted. Such votes occurring on the House floor (by the "yeas and nays" or by "recorded vote") are taken by electronic device. The Senate has no electronic voting system; in such votes, Senators answer "yea" or "nay" as the clerk calls each name aloud. Each vote is compiled by clerks and receives a roll call number (referenced in Congress.gov as a "Record Vote" [Senate] or "Roll no." [House]).
Roll Call Type
2/3 Yea-And-Nay
Roll Number
14
House Roll Call Votes
Didn't Vote
Alabama
Alabama
Yes
Alabama
Alabama
Didn't Vote
Alabama
Alabama
Yes
Alabama
Alabama
No
Alabama
Alabama
Didn't Vote
Alabama
Alabama
Yes
Alabama
Alabama
Yes
Alaska
Alaska
No
Arizona
Arizona
Didn't Vote
Arizona
Arizona
Arizona
Didn't Vote
Arizona
Arizona
Yes
Arizona
Arizona
No
Arizona
Arizona
Didn't Vote
Arizona
Arizona
Yes
Arizona
Arizona
Yes
Arizona
Arizona
Yes
Arkansas
Arkansas
Yes
Arkansas
Arkansas
Didn't Vote
Arkansas
Arkansas
Yes
Arkansas
Arkansas
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Didn't Vote
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Didn't Vote
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Didn't Vote
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Yes
California
California
Didn't Vote
California
California
Yes
California
California
Yes
California
California
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Colorado
Colorado
Yes
Connecticut
Connecticut
Yes
Connecticut
Connecticut
Yes
Connecticut
Connecticut
Yes
Connecticut
Connecticut
Yes
Connecticut
Connecticut
Delaware
Yes
Florida
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Florida
Florida
Yes
Georgia
Georgia
Georgia
Yes
Georgia
Georgia
Yes
Georgia
Georgia
Yes
Georgia
Georgia
Yes
Georgia
Georgia
Yes
Georgia
Georgia
Yes
Georgia
Georgia
Didn't Vote
Georgia
Georgia
Yes
Georgia
Georgia
Didn't Vote
Georgia
Georgia
Yes
Georgia
Georgia
Georgia
Didn't Vote
Georgia
Georgia
Yes
Hawaii
Hawaii
Didn't Vote
Hawaii
Hawaii
Didn't Vote
Idaho
Idaho
Yes
Idaho
Idaho
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Didn't Vote
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Didn't Vote
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Illinois
Illinois
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Yes
Indiana
Indiana
Indiana
Iowa
Iowa
Didn't Vote
Iowa
Iowa
Yes
Iowa
Iowa
Kansas
Yes
Kansas
Kansas
Kansas
Yes
Kansas
Kansas
Yes
Kentucky
Kentucky
Yes
Kentucky
Kentucky
Yes
Kentucky
Kentucky
Yes
Kentucky
Kentucky
Yes
Kentucky
Kentucky
No
Kentucky
Kentucky
Didn't Vote
Louisiana
Louisiana
No
Louisiana
Louisiana
Didn't Vote
Louisiana
Louisiana
Didn't Vote
Louisiana
Louisiana
Didn't Vote
Louisiana
Louisiana
Didn't Vote
Louisiana
Louisiana
Maine
Yes
Maine
Maine
Yes
Maryland
Maryland
Yes
Maryland
Maryland
Yes
Maryland
Maryland
Maryland
Yes
Maryland
Maryland
Yes
Maryland
Maryland
Yes
Maryland
Maryland
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Didn't Vote
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Massachusetts
Massachusetts
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
No
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Michigan
Michigan
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Minnesota
Minnesota
Yes
Mississippi
Mississippi
Didn't Vote
Mississippi
Mississippi
Yes
Mississippi
Mississippi
Yes
Mississippi
Mississippi
Yes
Missouri
Missouri
Yes
Missouri
Missouri
Missouri
Yes
Missouri
Missouri
Yes
Missouri
Missouri
Yes
Missouri
Missouri
Yes
Missouri
Missouri
Didn't Vote
Missouri
Missouri
Yes
Montana
Montana
Yes
Nebraska
Nebraska
Yes
Nebraska
Nebraska
Yes
Nebraska
Nebraska
Yes
Nevada
Nevada
Yes
Nevada
Nevada
Nevada
Yes
Nevada
Nevada
Yes
New Hampshire
New Hampshire
Yes
New Hampshire
New Hampshire
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Jersey
New Jersey
Yes
New Mexico
New Mexico
Yes
New Mexico
New Mexico
New Mexico
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
New York
New York
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Didn't Vote
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Carolina
North Carolina
Yes
North Dakota
North Dakota
Ohio
Ohio
Yes
Ohio
Ohio
Yes
Ohio
Ohio
Ohio
Yes
Ohio
Ohio
Yes
Ohio
Ohio
Ohio
Ohio
Ohio
Ohio
Ohio
Didn't Vote
Ohio
Ohio
Yes
Ohio
Ohio
Ohio
Ohio
Yes
Oklahoma
Oklahoma
Yes
Oklahoma
Oklahoma
Yes
Oklahoma
Oklahoma
Yes
Oklahoma
Oklahoma
Yes
Oklahoma
Oklahoma
Oregon
Yes
Oregon
Oregon
Yes
Oregon
Oregon
Yes
Oregon
Oregon
Oregon
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Yes
Pennsylvania
Pennsylvania
Didn't Vote
Rhode Island
Rhode Island
Yes
Rhode Island
Rhode Island
Didn't Vote
South Carolina
South Carolina
Didn't Vote
South Carolina
South Carolina
Didn't Vote
South Carolina
South Carolina
Yes
South Carolina
South Carolina
No
South Carolina
South Carolina
Yes
South Carolina
South Carolina
Yes
South Carolina
South Carolina
Yes
South Dakota
South Dakota
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Didn't Vote
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Tennessee
Tennessee
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Texas
Texas
Texas
Yes
Texas
Texas
Texas
Yes
Texas
Texas
Didn't Vote
Texas
Texas
Didn't Vote
Texas
Texas
Yes
Texas
Texas
Texas
Texas
Texas
Texas
Yes
Texas
Texas
Texas
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Yes
Texas
Texas
Texas
Yes
Texas
Texas
Didn't Vote
Texas
Texas
Texas
Yes
Texas
Texas
Texas
Texas
Yes
Texas
Texas
Utah
Utah
Utah
Didn't Vote
Utah
Utah
Yes
Vermont
Vermont
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Virginia
Virginia
Yes
Washington
Washington
Washington
Didn't Vote
Washington
Washington
Yes
Washington
Washington
Yes
Washington
Washington
Washington
Yes
Washington
Washington
Yes
Washington
Washington
Yes
Washington
Washington
Yes
Washington
Washington
Yes
West Virginia
West Virginia
Yes
West Virginia
West Virginia
Yes
West Virginia
West Virginia
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wisconsin
Wisconsin
Yes
Wyoming
Wyoming
Summary

8–K Trading Gap Act of 2019

This bill requires certain issuers of securities to create policies reasonably designed to prevent executive officers and directors from trading their securities after a significant corporate event but before disclosing that event through a public filing.

Text (3)
January 14, 2020
January 13, 2020
September 16, 2019
Actions (15)
01/14/2020
Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs.
01/13/2020
Motion to reconsider laid on the table Agreed to without objection.
01/13/2020
On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14). (text: CR H188)
01/13/2020
Passed/agreed to in House: On motion to suspend the rules and pass the bill, as amended Agreed to by the Yeas and Nays: (2/3 required): 384 - 7 (Roll no. 14).(text: CR H188)
01/13/2020
Considered as unfinished business. (consideration: CR H201-202)
01/13/2020
At the conclusion of debate, the Yeas and Nays were demanded and ordered. Pursuant to the provisions of clause 8, rule XX, the Chair announced that further proceedings on the motion would be postponed.
01/13/2020
DEBATE - The House proceeded with forty minutes of debate on H.R. 4335.
01/13/2020
Considered under suspension of the rules. (consideration: CR H188-189)
01/13/2020
Mr. San Nicolas moved to suspend the rules and pass the bill, as amended.
09/20/2019
Ordered to be Reported (Amended) by the Yeas and Nays: 52 - 0.
09/20/2019
Committee Consideration and Mark-up Session Held.
09/19/2019
Committee Consideration and Mark-up Session Held.
09/18/2019
Committee Consideration and Mark-up Session Held.
09/16/2019
Referred to the House Committee on Financial Services.
09/16/2019
Introduced in House
Public Record
Record Updated
Nov 1, 2022 1:50:01 PM